Archive for Dental Cases

Dental Negligence in the High Court: The power of the contemporaneous note.

On 23 January 2013 Mr Recorder Sweeting QC heard the case of Mrs Paula Drabble v Mr Ian Hughes.

The Claimant had had a well known white patch on the left side of her mouth.

She had been under the care of Manchester Dental Hospital since 1995.  The Defendant became her dentist in January 2000.  In October 2004 MDH wrote to the Defendant to say that the white patches in the buccal gingivae (which were bilateral) were less tan in previous photos and that a biopsy showed nothing.  She was to be checked within the practice setting and the defendant was reassured that he should “not hesitate to re-refer her if you notice, or indeed if Mrs Drabble notices any changes.”

In a nutshell, C alleged that she had complained about changes in the colour and appearance of the patch from June 2008 onwards.  D said simply that that was not the case and that his records backed that up.  The experts were largely in agreement and this became a straight fight between the contemporaneous records and the recollection of the Claimant.

The Judge said that “D struck me as a straightforward and helpful witness and not at all the rather unsympathetic and dismissive person described by Mrs Drabble….His evidence was clear, logical and supported by the contemporaneous material…He readily accepted criticism; in particular in relation to his record keeping where both dental experts agreed that he should have noted both negative and positive findings in relation to the lesion.”

“Mrs Drabble was a dignified and honest witness.  I have no doubt about the sincerity of her recollection.  I do however have considerable doubt about its accuracy.  Although she said that her memory of what took place was clear she appears to have conflated at least some of the events of 2008 given the disparity between her account and what is recorded on the record cards.” [my emphasis]

The Judge went on to find that the persistent failure to record changes in the white patch was improbable.

In short, that is a fairly blunt finding that if there is a discrepancy between the recollection of C and the record cards of D then the former must be wrong.  I have said before and I say it in cases again and again that claimants will struggle to overcome contemporaneous records.

Approximately one clinical negligence case in 20 that I see has an allegation that the records have either been altered, replaced or were written after the event.  This case is a reminder that in the absence of any significant evidence that that is right, there remains an almost insurmountable obstacle in the face of contemporaneous records that support a defendant.

The lesson for both claimants and clinicians is clear.  The latter scrimp on their notes at their peril. If the former think that they can overcome such notes simply by saying that they remember it differently then a nasty surprise lies in store.

The case is also one where the notion that getting something wrong once is more likely than getting something wrong repeatedly.  That is superficially attractive but I have seen hundreds of cases where persistent failure demonstrably occurred.  When a clinician forms a view of something, it is unlikely to change easily: persistent failure can be a persistent problem.

The Judicial College Guidelines: Helpful information in the Forewords.

Who reads forewords?  Not me in general.

There are however nuggets and sound guidance to be found in the two forewords and one introduction to the 11th Edition of the what was the JSB Guidelines, now the Judicial College Guidelines.

In the Foreword to the 11th edition Dame Janet Smith says that judges and counsel should “consciously put out of their minds the claimant’s gender as a factor” in disfigurement cases.

The Foreword to the First Edition has always of course indicated that the idea of the “report” would make reference to comparator cases “less often necessary.”  Hmmm, that’ll go down as a partial success then…

The Introduction to the 11th Edition by Mr Justice Burnett contains the following views:

Firstly, infant approval awards may be unreliable because they are often over-generous.

Secondly, paras 7,19 and 20 of Simmons v Castle make an appearance.

Thirdly, there is a note on multiple injuries.  There appears a quote from Pitchford LJ in the case of Sadler v Filipack that effectively updates and replaces my favourite and oft-used from Sir John May in Brown v Woodall.

The next time sleep is elusive, you’ll thank me.

Have a good weekend everyone.

 

 

 

 

Goodbye the JSB Guidelines

In the excitement (ahem) of the changed Guidelines before I went on holiday, it seems that few people noticed that the JSB Guidelines are no longer the JSB Guidelines but the Judicial College Guidelines.

Founded on April Fools’ day 2011 apparently.

Spot the Difference

For those of you who work in the rarefied and specialist world of Damages in Dental Clinical negligence claims…..A little spot the difference competition in the new 11th edition of the JSB Guidelines:

    10th edition

(f) Damage to Teeth
In these cases there will generally have been a course of treatment as a result of the initial injury. The amounts awarded will vary according to the extent and/or the degree of discomfort of such treatment. Any difficulty with eating increases the award. These cases may overlap with fractures of the jaw, meriting awards in the brackets for such fractures. Awards may be greater where the damage results in or is caused by protracted dentistry.

(i) Loss of or serious damage to several front teeth.
£5,750 to £7,500
(ii) Loss of or serious damage to two front teeth.
£2,850 to £5,000
(iii) Loss of or serious damage to one front tooth.
£1,450 to £2,600
(iv) Loss of or damage to back teeth: per tooth:
£720 to £1,125

    11th edition

(f) Damage to Teeth
In these cases there will generally have been a course of treatment as a result of the initial injury. The amounts awarded will vary according to the extent and/or the degree of discomfort of such treatment. Any difficulty with eating increases the award. These cases may overlap with fractures of the jaw, meriting awards in the brackets for such fractures. Awards may be greater where the damage results in or is caused by protracted dentistry.

Significant, chronic, tooth pain (such as from an untreated abscess) extending over a number of years together with significant general deterioration in the overall condition of teeth:
In the region of £27,250

(i) Loss of or serious damage to several front teeth.
£6,250 to £8,150
(ii) Loss of or serious damage to two front teeth.
£3,100 to £5,430
(iii) Loss of or serious damage to one front tooth.
£1,575 to £2,800
(iv) Loss of or damage to back teeth: per tooth:
£780 to £1,225

Now how does that fit with the fact that many 10-year perio cases have been settled at approx £15k?

Answers on a postcard please.

Mike

Warning: Autonotes in Records in Dental Negligence Claims

Autonotes are common in dental records. They can be everything from a computer-generated sentence inserted by pressing a shortcut key to whole accounts of the treatment carried out.

In themselves there is nothing wrong with autonotes but they do threaten to damage the dentist’s greatest advantage in a negligence claim: the sanctity of contemporaneous records.

Contemporaneous records are often the silver bullet in medical and dental negligence claims. Most claims are at least a year old before there is any real progress. The cause of action and the factual scenario will therefore be completely lost to the clinician’s memory in the majority of cases.

The patient will have a memory of events by the very fact that something occurred that has caused them to complain. But we all know that patient recollections can be vague, poor and not uncommonly, simply wrong.

If you have a contemporaneous note of what happened it will do several things:

Firstly, if the notes look like they are comprehensive, well maintained and legible then they alone can create an impression to a claimant’s advisors or a court. You all do them differently. I can pretty much guess how old you are from looking at the notes you make. I can tell whether you qualified in the 60′s or just last year. I will form an opinion within a few minutes as to whether you are any good at your job. Unfair? Maybe, but if I do that so will a judge. In short the lawyers already have an idea what they’re dealing with before they’ve read a word.

Secondly, it will jog your memory which, when coupled with the detailed allegations from your former patient, will enable you to build up a picture of what happened.

Thirdly, if there is an in-court dispute as to what happened or what was said then you have the upper hand. The battle will be between an upset and angry patient who has probably very little grasp of the anatomy of their mouth and a professional with an understanding of the radiographs and charts who made a contemporaneous note.

Judges LOVE contemporaneous notes. I have seen whole cases turn on the existence of one written sentence. The rationale is that the note was made at a time when litigation was not contemplated. The writer didn’t know then that the dispute would arise. Therefore the note is more likely than not to be true thinks the judicial mind. Why would it be made up? There can be a suspicion either that it was added in later (not possible with modern software packages) or that it was a back-covering exercise. Obviously the latter is more likely when everyone agrees there and then that something has gone wrong. When the wrong tooth has been taken out for example, what the dentist writes afterwards is more likely to be self-serving than in other situations.

So what’s my beef with autonotes?

They threaten that sanctity. What if, by pressing a keyboard shortcut, you can add in a sanitised account of a standard procedure. It saves a lot of time, it assists in complying with the duty to record. It covers your back. But what if it, or another autonote on your system, is demonstrably a fiction? There goes your silver bullet; there goes your credibility.

Let me give you an example.

A lady had an upper 7 extraction. The palatal root was left behind. She suffered for several months before going to a new practice who found it on radiograph. The dispute is that she says she wasn’t told that the root was retained.

The defendant dentist is adamant she told her.

The autonote was something along these lines:

“Consent gained for todays treatment.
Local anaesthesia 1.8mls Lignocaine batch number 12345 exp date 0912
Tooth extracted.
Apices intact. Pt warned of possibility of minor apex retention.
Haemostasis achieved.
POIG orally and in written form.”

That’s all very well but what if the next note entered on the same day is:

“tooth frectured [sic] several times, evelated, [sic] took long time”

It’s pretty clear that this was a difficult extraction that didn’t go well. That is reflected in the second note but not the first. You’ll notice that you don’t see spelling mistakes in autonotes but you often do in in the true contemporaneous note.

The note that there was a warning about the retained root is within the autonote that carries very little probative value. It simply makes the practitioner look like the type to take shortcuts, like someone who pays lip service to note-taking.

What should and could have been the note that saw off the claim is in fact now an indication that the notes do not represent the true situation. Credibility is lost. You might still win the argument but possibly not without convincing a judge in the witness box.

Use them by all means but please bear the above in mind.

This article was not written with the aid of an autonote.

Crown Prices and the rise in the gold price

 Although this news came through before the website started it is worth remembering that I have reliable sources that say that bonded crown prices are now approximately £1,000 in London rather than £650 or so as was the norm. 

This is because of the increase in the gold price that, whilst it has settled a little recently, is still significantly higher than it was last year.  Whilst the metal inside porcelain crowns may not look gold in colour it is still a high percentage gold alloy.

Worth remembering when it comes to negotiating specials.